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Pre-IPO Restructuring and Compliance

Group cleanup, related parties, and restatements before the DRHP.

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3-6 months 3-month express on request 100% client satisfaction commitment Built for the comment cycle not just the filing
What it is

Plain language, then the law.

Group cleanup, related parties and restatements before the DRHP, a quarter-by-quarter plan, not a tracker.

Exit-phase work treats the filing as a lagging indicator — the three years of decisions before it are the actual product. KPIs defined, computed, and assured the same way across the DRHP save a comment cycle; changing a definition mid-process costs one.

The output is not a PDF dump. It is a file a future investor, banker, or officer can reopen without you in the room.

Pre-IPO Restructuring and Compliance, Finchase Capital
What you walk away withA quarter-by-quarter clean-up plan.Banker handoff ready.Filed, audited, funded without leaving the building.
When to call usListing is 12–24 months out.Two clean comparatives needed.
Our process
  1. 01

    Audit

    Group structure, RPTs, policies and KMP gaps scored against listing norms.

  2. 02

    Plan

    Quarter-by-quarter cleanup plan with owners and dates.

  3. 03

    Restate

    Prior periods restated; policies rewritten for scrutiny.

  4. 04

    Govern

    Board composition, committees and KMP readiness closed out.

  5. 05

    Hand

    Banker-ready file: KPIs defined, papers indexed, story straight.

Why it matters

No restatement shock

Policies and related parties cleaned before the banker opens the file.

Banker confidence

DRHP numbers that survive comment cycles.

Listed discipline

LODR and investor-relations rhythms installed before listing day.

Who needs this
Startup ?
  • Early accounting-policy discipline
  • Cap table built to simplify, not complicate
SME ?
  • Related-party benchmarking
  • Promoter/group structure simplification
Enterprise ?
  • DRHP financial drafting
  • Post-IPO investor relations cadence
Deliverables

What's inside

01

Restatement

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Three years of financials on consistent policy

02

Disclosure

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Related-party benchmarking and KPI definitions

03

Filing

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DRHP drafting or IPO pricing coordination

04

Handover

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Founder briefing note + post-IPO compliance calendar

FAQ
IPO tracks run 3-6 months to a transaction calendar, with an accelerated 3-month track where the cleanup allows.
Fixed for defined filings; retainers for lifecycle. Quotes in writing before work starts.
Yes. Portals are national. On-site stock or branch work is scheduled explicitly.
A named senior advisor from our 20-professional bench. You will not meet someone new every filing.
12-24 months before the DRHP. Restatements need two clean comparatives; RPT unwinding can't be rushed.
Related-party transactions without arm's-length evidence, and KPIs defined three different ways in three documents.

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See it in practice: Pre-IPO restatements a merchant banker did not send back ->

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